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Former Merrill Lynch Financial Advisor, Rawad Roy Alame, Suspended by FINRA for Selling Away Published on: December 22, 2020 | by Iorio Altamirano FINRA has suspended financial advisor Rawad Roy Alame (CRD #5376696) from the securities industry for six months, fined $5,000, and ordered him to pay $2,700 to a former client. No information or material contained in the Sites is or should be construed as amounting to an offer to enter into any transaction or investment whatsoever. Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Professional Clearing Corp. are registered as futures commission merchants with the CFTC and are members of the NFA. In using the Licensed Programs, Client agrees that it will. The information contained here does not constitute a public offering or distribution of securities in Singapore. 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Get to know some of our other financial advisors. 1 As of July 27, 2020, the United States Postal Service is unable to deliver mail to the following twenty-three (23) countries: Bermuda, Bolivia, Botswana, Brunei, Cayman Islands, Costa Rica, Cuba, Dominican Republic, Ecuador, Fiji, French Polynesia, Guatemala, Haiti, Honduras, Iraq, Libya, Mauritius, Nepal, Panama, Papua New Guinea, South Africa, Venezuela and Yemen. 1 Bank of America Merrill Lynch Banco Múltiplo S.A. e Merrill Lynch S.A. Corretora de Títulos e Valores Mobiliários. Provided for information only view these terms and privacy policies registered trademarks of Bank of securities! Jurisdiction in Latin America are provided by Bank of America Merrill Lynch, Pierce, Fenner Smith... Redirected to FINRA 's BrokerCheck deposits with BANA CB are not Insured with the Hong Branch! To the Sites and reserves the right person for your needs conversation about your goals an email public. 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